23 Proceedings before Tribunal
Financial Services Act 2012 (2012 c 21) | Legislation

Hearings and appeals

23  Proceedings before Tribunal

(1)     Part 9 of FSMA 2000 (hearings and appeals) is amended as follows.

(2)     In section 133 (proceedings before Tribunal: general provision)—

(a)     in subsection (1)(a), for “the Authority” substitute “the FCA or the PRA”,

(b)     for subsections (5) and (6) substitute—

“(5)     In the case of a disciplinary reference or a reference under section 393(11), the Tribunal—

(a)     must determine what (if any) is the appropriate action for the decision-maker to take in relation to the matter; and

(b)     on determining the reference, must remit the matter to the decision-maker with such directions (if any) as the Tribunal considers appropriate for giving effect to its determination.

(6)     In any other case, the Tribunal

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