10 Appointed representatives
Financial Services Act 2012 (2012 c 21) | Legislation

Appointed representatives

10  Appointed representatives

(1)     Section 39 of FSMA 2000 (appointed representatives) is amended as follows.

(2)     After subsection (1B) insert—

“(1C)     Subsection (1D) applies where an authorised person (“A”)—

(a)     has permission under Part 4A, or permission resulting from any other provision of this Act, only in relation to one or more qualifying activities,

(b)     is a party to a contract with another authorised person (A's “principal”)

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